Compliance Organisation
Our specialists are skilled in setting up and improving systems to ensure that financial companies follow the rules and remain compliant.
Establishing a
compliant
organisation
As a financial organisation, the rules that you have to follow – and how even how society expects you to behave – are constantly changing. It is important for you to make sure that following these rules is embedded in your business functions, how people in your organisation behave and generally the way in which your company operates.
Our compliance specialists have great experience in setting up and improving the compliance organisation of financial companies. They know how to embed and anchor compliance within an organisation.
What we do
Governance plays a crucial role in establishing and enhancing the compliance organisation. How are the roles, tasks, and responsibilities related to compliance structured? This applies not only to the compliance function and officer but to all employees. A compliance charter will lay down and clearly describe these roles and responsibilities.
Using a proven step-by-step plan we organise your compliance processes with you, based on the compliance cycle. This will set out clearly how you will enforce compliance with the rules and regulations.
Ruler compliance software
Compliance should not be complicated. Using digital solutions can help to simplify the process. Our compliance software, Ruler, offers insight into the latest developments in the field of legislation and regulations. The legal framework provides an overview of all the standards your organisation must meet, including a preview of any upcoming changes. The control module helps you to assess in a structured way to what extent you meet the standards that apply to you.
Latest insights
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